📈Stock

FINRA

3 articles
First tracked: Jul 15, 2026
Last updated: Aug 7, 2026

Latest Coverage

Wintermute registers as SEC broker-dealer to trade stocks, options and crypto ETFs

↗

Wintermute’s U.S. unit has registered as an SEC- and FINRA-registered broker-dealer to trade stocks, options, and crypto ETFs, enabling self-clearing and ETF participation while pursuing broader traditional-asset liquidity.

Aug 7, 20261%

Wintermute registers as SEC broker-dealer to trade stocks, options and crypto ETFs

↗

Wintermute USA registers as an SEC- and FINRA-licensed broker-dealer to trade stocks, options, and crypto ETFs, signaling a pivot into traditional assets amid tokenization, with over $10 billion in average daily volume across 60+ exchanges.

Aug 7, 20261%

DeepMind CEO calls for an independent standards body to regulate frontier AI

↗

DeepMind CEO Demis Hassabis proposes an independent, FINRA-like standards body to regulate frontier AI, including a 30-day pre-release review for Frontier Labs and potential US deployment only after passing the assessment, backed by government support and industry funding to balance safety and innovation.

Jul 15, 20261%

Related Entities

🏷️TopicWintermute
4
🏷️TopicTokenization
26
📈StockSEC
67
🏷️TopicBroker-dealer
2
👤PersonWintermute Usa
2